Appraising Sociological Approaches to Ecologically Unequal Exchange

Theoretical Considerations and Quantitative Consequences

Authors

  • Nicholas Theis Department of Sociology, University of Oregon
  • Mauricio Betancourt Environmental Studies Program, Washington and Lee University
  • Amanda Sikirica Department of Criminal Justice and Sociology, University of Wyoming

DOI:

https://doi.org/10.5195/jwsr.2024.1253

Keywords:

Ecologically Unequal Exchange, International Political Economy, Research Methods

Abstract

Ecologically unequal exchange has enjoyed several decades of rich theoretical and empirical scholarship. Quantitative assessments of the theory in sociology typically sample lower income nations to see whether more trading to high income nations contributes to environmental problems in the former. In this paper, we explore ecologically unequal exchange theory, as well as related traditions, to draw attention to how these theories develop relational understandings of global advantage and disadvantage in socioecological terms. Thus, we argue that relational methods, like social network analysis, among other approaches, better align with the underlying theoretical framework in the research area. More specifically, ecologically unequal exchange’s emphasis on “extractive peripheries” calls for those geographic zones to be the primary site of analysis as opposed to bifurcating nations based on income. We specifically propose social network tools and methods, such as position/role analyses, because they can directly analyze trade data to construct categories of nations, such as extractive export sites. Generally, we argue that these methods better approximate the underlying theory, while acknowledging the utility of the longstanding approach, calling for methodological diversification in general and embracing relational methods in particular.

References

Althouse, Jeffrey, Louison Cahen-Fourot, Bruno Carballa-Smichowski, Cédric Durand, and Steven Knauss. 2023. “Ecologically Unequal Exchange and Uneven Development Patterns Along Global Value Chains.” World Development 170: 106308. doi: 10.1016/j.worlddev.2023.106308.

Amin, Samir. 1976. Unequal Development: An Essay on the Social Formations of Peripheral Capitalism. New York: Monthly Review Press.

______. 1977. Imperialism and Unequal Development. New York: Monthly Review Press.

______. 1990. Delinking: Towards a Polycentric World. London: Zed Books.

Austin, Kelly F. 2017. “Brewing Unequal Exchanges in Coffee: A Qualitative Investigation into the Consequences of the Java Trade in Rural Uganda.” Journal of World-Systems Research 23(2): 326–52. doi: 10.5195/jwsr.2017.668.

Bair, Jennifer and Marion Werner. 2011. “Commodity Chains and the Uneven Geographies of Global Capitalism: A Disarticulations Perspective.” Environment and Planning A: Economy and Space 43(5): 988–97. doi: 10.1068/a43505.

Betancourt, Mauricio. 2020. “The Effect of Cuban Agroecology in Mitigating the Metabolic Rift: A Quantitative Approach to Latin American Food Production.” Global Environmental Change 63: 102075. doi: 10.1016/j.gloenvcha.2020.102075.

Bolea, Lucía, Rosa Duarte, and Julio Sánchez-Chóliz. 2020. “Exploring Carbon Emissions and International Inequality in a Globalized World: A Multiregional-Multisectoral Perspective.” Resources, Conservation and Recycling 152: 104516. doi: 10.1016/j.resconrec.2019.104516.

Brolin, John. 2006. “The Bias of the World: A History of Theories of Unequal Exchange from Mercantilism to Ecology.” Dissertation, Human Ecology Division, Lund University.

Bunker, Stephen G. 1984. “Modes of Extraction, Unequal Exchange, and the Progressive Underdevelopment of an Extreme Periphery: The Brazilian Amazon, 1600-1980.” American Journal of Sociology 89(5): 1017–64. doi: 10.1086/227983.

______. 1985. Underdeveloping the Amazon: Extraction, Unequal Exchange, and the Failure of the Modern State. Chicago: University of Chicago Press.

Bunker, Stephen G. and Paul S. Ciccantell. 2005. Globalization and the Race for Resources. Baltimore: Johns Hopkins University Press.

Chancel, Lucas. 2022. “Global Carbon Inequality over 1990–2019.” Nature Sustainability 5(11): 931–38. doi: 10.1038/s41893-022-00955-z.

Chase-Dunn, Christopher and Peter Grimes. 1995. “World-Systems Analysis.” Annual Review of Sociology 21: 387–417.

Chen, Weiming, Jia-Ning Kang, and Myat Su Han. 2021. “Global Environmental Inequality: Evidence from Embodied Land and Virtual Water Trade.” Science of The Total Environment 783: 146992. doi: 10.1016/j.scitotenv.2021.146992.

Ciccantell, Paul and David A. Smith. 2009. “Rethinking Global Commodity Chains: Integrating Extraction, Transport, and Manufacturing.” International Journal of Comparative Sociology 50(3–4): 361–84. doi: 10.1177/0020715209105146.

Clark, Brett and Richard York. 2005. “Carbon metabolism: Global capitalism, climate change, and biospheric rift.” Theory and Society 34: 391–428. doi: 10.1007/s11186-005-1993-4.

Clark, Brett, Stefano B. Longo, Rebecca Clausen, and Daniel Auerbach. 2019. “From Sea Slaves to Slime Lines: Commodification and Unequal Ecological Exchange in Global Marine Fisheries.” Pp. 195–219 in Ecologically Unequal Exchange: Environmental Injustice in Comparative and Historical Perspective, edited by R. S. Frey, P. K. Gellert, and H. F. Dahms. Cham: Springer International Publishing.

Clark, Rob. 2012. “World-System Position and Democracy, 1972–2008.” International Journal of Comparative Sociology 53(5–6): 367–99. doi: 10.1177/0020715212470122.

Clark, Rob and Jason Beckfield. 2009. “A New Trichotomous Measure of World-System Position Using The International Trade Network.” International Journal of Comparative Sociology 50(1): 5–38. doi: 10.1177/0020715208098615.

Clark, Timothy P. and Stefano B. Longo. 2022. “Global Labor Value Chains, Commodification, and the Socioecological Structure of Severe Exploitation. A Case Study of the Thai Seafood Sector.” The Journal of Peasant Studies 49(3): 652–76. doi: 10.1080/03066150.2021.1890041.

Dorninger, Christian, Alf Hornborg, David J. Abson, Henrik Von Wehrden, Anke Schaffartzik, Stefan Giljum, John-Oliver Engler, Robert L. Feller, Klaus Hubacek, and Hanspeter Wieland. 2021. “Global Patterns of Ecologically Unequal Exchange: Implications for Sustainability in the 21st Century.” Ecological Economics 179: 106824. doi: 10.1016/j.ecolecon.2020.106824.

Dunaway, Wilma A. 2014. “Bringing Commodity Chain Analysis Back to Its World-Systems Roots: Rediscovering Women?S Work and Households.” Journal of World-Systems Research 20(1): 64–81. doi: 10.5195/jwsr.2014.576.

El Tinay, Hassan. 2024. “The Semi-Periphery and Ecologically Unequal Exchange: Carbon Emissions and Recursive Exploitation.” Environmental Sociology 10(2): 253–265.

Emmanuel, Arghiri. 1972. Unequal Exchange: A Study of the Imperialism of Trade. Monthly Review Press.

Foster, John Bellamy. 1999. “Marx’s Theory of Metabolic Rift: Classical Foundations for Environmental Sociology.” American Journal of Sociology 105(2): 366–405. doi: 10.1086/210315.

______. 2000. Marx’s Ecology: Materialism and Nature. New York: New York University Press.

Foster, John Bellamy, and Brett Clark. 2020. The Robbery of Nature: Capitalism and the Ecological Rift. New York: Monthly Review Press.

Foster, John Bellamy, and Hannah Holleman. 2014. “The Theory of Unequal Ecological Exchange: A Marx-Odum Dialectic.” The Journal of Peasant Studies 41(2): 199–233. doi: 10.1080/03066150.2014.889687.

Frey, R. Scott. 1994. “The International Traffic in Hazardous Wastes.” Journal of Environmental Systems 23(2): 165–77. doi: 10.2190/G0PM-PD8N-1NDU-6T34.

______. 2015. “Breaking Ships in the World-System: An Analysis of Two Ship Breaking Capitals, Alang-Sosiya, India and Chittagong, Bangladesh.” Journal of World-Systems Research 21(1): 25–49. doi: 10.5195/jwsr.2015.529.

Frey, R. S., Paul K. Gellert, and Harry F. Dahms. 2019. “Introduction: Ecologically Unequal Exchange in Comparative and Historical Perspective.” Pp. 1–10 in Ecologically Unequal Exchange: Environmental Injustice in Comparative and Historical Perspective, edited by R. S. Frey, P. K. Gellert, and H. F. Dahms. Cham: Springer International Publishing.

Gellert, Paul K. 2010. “Extractive Regimes: Toward a Better Understanding of Indonesian Development.” Rural Sociology 75(1): 28–57. doi: 10.1111/j.1549-0831.2009.00001.x.

______. 2019. “Bunker’s Ecologically Unequal Exchange, Foster’s Metabolic Rift, and Moore’s World-Ecology: Distinctions With or Without a Difference?” Pp. 107–40 in Ecologically Unequal Exchange: Environmental Injustice in Comparative and Historical Perspective, edited by R. S. Frey, P. K. Gellert, and H. F. Dahms. Cham: Springer International Publishing.

Georgescu-Roegen, Nicholas. 2013. “The Entropy Law and the Economic Process.” in The Entropy Law and the Economic Process. Cambridge: Harvard University Press.

Gereffi, Gary. 1994. “The Organization of Buyer-Driven Global Commodity Chains: How U.S. Retailers Shape Overseas Production Networks.” Pp. 95–122 in Commodity Chains and Global Capitalism, edited by G. Gereffii and M. Korzeniewicz. Westport: Praeger Publishers.

Givens, Jennifer E., Xiaorui Huang, and Andrew K. Jorgenson. 2019. “Ecologically Unequal Exchange: A Theory of Global Environmental Injustice.” Sociology Compass 13(5): e12693. doi: 10.1111/soc4.12693.

Greiner, Patrick Trent and Julius Alexander McGee. 2018. “Divergent Pathways on the Road to Sustainability: A Multilevel Model of the Effects of Geopolitical Power on the Relationship between Economic Growth and Environmental Quality.” Socius 4: 2378023117749381. doi: 10.1177/2378023117749381.

Hickel, Jason, Christian Dorninger, Hanspeter Wieland, and Intan Suwandi. 2022. “Imperialist Appropriation in the World Economy: Drain from the Global South through Unequal Exchange, 1990–2015.” Global Environmental Change 73: 102467. doi: 10.1016/j.gloenvcha.2022.102467.

Hopkins, Terence K., and Immanuel Wallerstein. 1977. “Patterns of Development of the Modern World-System.” Review (Fernand Braudel Center) 1(2): 111–45.

Hornborg, Alf. 1998. “Towards an Ecological Theory of Unequal Exchange: Articulating World System Theory and Ecological Economics.” Ecological Economics 25(1): 127–36. doi: 10.1016/S0921-8009(97)00100-6.

______. 2009. “Zero-Sum World: Challenges in Conceptualizing Environmental Load Displacement and Ecologically Unequal Exchange in the World-System.” International Journal of Comparative Sociology 50(3–4): 237–62. doi: 10.1177/0020715209105141.

______. 2014. “Ecological Economics, Marxism, and Technological Progress: Some Explorations of the Conceptual Foundations of Theories of Ecologically Unequal Exchange.” Ecological Economics 105: 11–18. doi: 10.1016/j.ecolecon.2014.05.015.

______. 2015. “Why Economics Needs to Be Distinguished from Physics, and Why Economists Need to Talk to Physicists: A Response to Foster and Holleman.” The Journal of Peasant Studies 42(1): 187–92. doi: 10.1080/03066150.2014.945078.

______. 2019. Nature, Society, and Justice in the Anthropocene: Unraveling the Money-Energy-Technology Complex. Cambridge: Cambridge University Press.

______. 2020. “The World-System and the Earth System: Struggles with the Society/Nature Binary in World-System Analysis and Ecological Marxism.” Journal of World-Systems Research 26(2): 184–202. doi: 10.5195/jwsr.2020.989.

Huang, Xiaorui. 2018. “Ecologically Unequal Exchange, Recessions, and Climate Change: A Longitudinal Study.” Social Science Research 73: 1–12. doi: 10.1016/j.ssresearch.2018.03.003.

Hubacek, Klaus, Giovanni Baiocchi, Kuishuang Feng, Raúl Muñoz Castillo, Laixiang Sun, and Jinjun Xue. 2017. “Global Carbon Inequality.” Energy, Ecology and Environment 2(6): 361–69. doi: 10.1007/s40974-017-0072-9.

Ji, Xi, Yifang Liu, Guowei Wu, Pinyi Su, Zhen Ye, and Kuishuang Feng. 2022. “Global value chain participation and trade-induced energy inequality.” Energy Economics 112: 106175.

Jorgenson, Andrew K. 2006. “Unequal Ecological Exchange and Environmental Degradation: A Theoretical Proposition and Cross-National Study of Deforestation, 1990–2000*.” Rural Sociology 71(4): 685–712. doi: 10.1526/003601106781262016.

______. 2009. “The Sociology of Unequal Exchange in Ecological Context: A Panel Study of Lower-Income Countries, 1975–20001.” Sociological Forum 24(1):22–46. doi: 10.1111/j.1573-7861.2008.01085.x.

______. 2012. “The Sociology of Ecologically Unequal Exchange and Carbon Dioxide Emissions, 1960–2005.” Social Science Research 41(2): 242–52. doi: 10.1016/j.ssresearch.2011.11.011.

Jorgenson, Andrew K., and Brett Clark. 2009. “The Economy, Military, and Ecologically Unequal Exchange Relationships in Comparative Perspective: A Panel Study of the Ecological Footprints of Nations, 1975–2000.” Social Problems 56(4): 621–46. doi: 10.1525/sp.2009.56.4.621.

Jorgenson, Andrew K., and James Rice. 2005. “Structural Dynamics of International Trade and Material Consumption: A Cross-National Study of the Ecological Footprints of Less-Developed Countries.” Journal of World-Systems Research 11(1): 57–77. doi: 10.5195/jwsr.2005.393.

Jorgenson, Andrew K. and Thomas J. Burns. 2007. “The Political-Economic Causes of Change in the Ecological Footprints of Nations, 1991–2001: A Quantitative Investigation.” Social Science Research 36(2): 834–53. doi: 10.1016/j.ssresearch.2006.06.003.

Jorgenson, Andrew K., Kelly Austin, and Christopher Dick. 2009. “Ecologically Unequal Exchange and the Resource Consumption/Environmental Degradation Paradox: A Panel Study of Less-Developed Countries, 1970—2000.” International Journal of Comparative Sociology 50(3–4): 263–84. doi: 10.1177/0020715209105142.

Lenin, Vladimir Ilʹich. 1917. Imperialism, the Highest Stage of Capitalism. New York: International Publishers.

Light, Ryan and James Moody. “Network Basics: Points, Lines, and Positions.” Pp. 17–33 in The Oxford Handbook of Social Networks, edited by R. Light and J. Moody. New York: Oxford University Press.

Longo, Stefano, Rebecca Clausen, and Brett Clark. 2015. The Tragedy of the Commodity: Oceans, Fisheries, and Aquaculture. New Brunswick: Rutgers University Press.

Loustaunau, Lola, Mauricio Betancourt, Brett Clark, and John Bellamy Foster. 2021. “Chinese Contract Labor, the Corporeal Rift, and Ecological Imperialism in Peru’s Nineteenth-Century Guano Boom.” The Journal of Peasant Studies 49(3): 511–535. doi: 10.1080/03066150.2021.1979966.

Magdoff, Fred and Chris Williams. 2017. Creating an Ecological Society: Toward a Revolutionary Transformation. New York: Monthly Review Press.

Mahutga, Matthew C. 2006. “The Persistence of Structural Inequality? A Network Analysis of International Trade, 1965–2000.” Social Forces 84(4): 1863–89. doi: 10.1353/sof.2006.0098.

Mahutga, Matthew C., and David A. Smith. 2011. “Globalization, the Structure of the World Economy and Economic Development.” Social Science Research 40(1): 257–72. doi: 10.1016/j.ssresearch.2010.08.012.

Mancus, Philip. 2007. “Nitrogen Fertilizer Dependency and Its Contradictions: A Theoretical Exploration of Social‐Ecological Metabolism*.” Rural Sociology 72(2): 269–88. doi: 10.1526/003601107781170008.

Mol, Arthur P. J. and Gert Spaargaren. 2000. “Ecological Modernisation Theory in Debate: A Review.” Environmental Politics 9(1): 17–49.

Moore, Jason W. 2003. “The Modern World-System as Environmental History? Ecology and the Rise of Capitalism.” Theory and Society 32(3): 307–77.

______. 2010. “‘Amsterdam is Standing on Norway’ Part I: The Alchemy of Capital, Empire and Nature in the Diaspora of Silver, 1545–1648.” Journal of Agrarian Change 10(1): 33-68.

Nemeth, Roger J. and David A. Smith. 1985. “International Trade and World-System Structure: A Multiple Network Analysis.” Review (Fernand Braudel Center) 8(4): 517–60.

Noble, Mark D. 2017. “Chocolate and The Consumption of Forests: A Cross-National Examination of Ecologically Unequal Exchange in Cocoa Exports.” Journal of World-Systems Research 23(2): 236–68. doi: 10.5195/jwsr.2017.731.

Odum, Howard T. 1995. Environmental Accounting: Emergy and Environmental Decision Making. First edition. New York: Wiley.

Perfecto, Ivette, John H. Vandermeer, and Angus Lindsay Wright. 2019. Nature’s Matrix: Linking Agriculture, Biodiversity Conservation and Food Sovereignty. Second edition. London: Routledge Taylor & Francis Group.

Prell, Christina, Kuishuang Feng, Laixiang Sun, Martha Geores, and Klaus Hubacek. 2014. “The Economic Gains and Environmental Losses of US Consumption: A World-Systems and Input-Output Approach.” Social Forces 93(1): 405–28. doi: 10.1093/sf/sou048.

Prell, Christina and Laixiang Sun. 2015. “Unequal Carbon Exchanges: Understanding Pollution Embodied in Global Trade.” Environmental Sociology 1(4): 256–67. doi: 10.1080/23251042.2015.1114208.

Rice, James. 2007. “Ecological Unequal Exchange: International Trade and Uneven Utilization of Environmental Space in the World System.” Social Forces 85(3): 1369–92. doi: 10.1353/sof.2007.0054.

Ritchie, Hannah. 2021. “Smallholders Produce One-Third of the World’s Food, Less than Half of What Many Headlines Claim.” Our World in Data. Retrieved (https://ourworldindata.org/smallholder-food-production#article-citation).

Roberts, J. Timmons and Bradley C. Parks. 2009. “Ecologically Unequal Exchange, Ecological Debt, and Climate Justice: The History and Implications of Three Related Ideas for a New Social Movement.” International Journal of Comparative Sociology 50(3–4): 385–409. doi: 10.1177/0020715209105147.

Ross, Michael L. 2015. “What Have We Learned about the Resource Curse?” Annual Review of Political Science 18(1): 239–59. doi: 10.1146/annurev-polisci-052213-040359.

Shandra, John M., Christopher Leckband, and Bruce London. 2009. “Ecologically Unequal Exchange and Deforestation: A Cross-National Analysis of Forestry Export Flows.” Organization & Environment 22(3): 293–310. doi: 10.1177/1086026609343097.

Shandra, John M., Christopher Leckband, Laura A. McKinney, and Bruce London. 2009. “Ecologically Unequal Exchange, World Polity, and Biodiversity Loss: A Cross-National Analysis of Threatened Mammals.” International Journal of Comparative Sociology 50(3–4): 285–310. doi: 10.1177/0020715209105143.

Shandra, John M., Eran Shor, and Bruce London. 2009. “World Polity, Unequal Ecological Exchange, and Organic Water Pollution: A Cross-National Analysis of Developing Nations.” Human Ecology Review 16(1): 53–63.

Shandra, John M., Michael Restivo, and Jamie M. Sommer. 2019. “Do China’s Environmental Gains at Home Fuel Forest Loss Abroad?: A Cross-National Analysis.” Journal of World-Systems Research 25(1): 83–110. doi: 10.5195/jwsr.2019.761.

Shandra, John M., Michael Restivo, and Jamie M. Sommer. 2020. “Appetite for Destruction? China, Ecologically Unequal Exchange, and Forest Loss.” Rural Sociology 85(2): 346–75. doi: 10.1111/ruso.12292.

Smith, David A., and Douglas R. White. 1992. “Structure and Dynamics of the Global Economy: Network Analysis of International Trade 1965–1980*.” Social Forces 70(4): 857–93. doi: 10.1093/sf/70.4.857.

Snyder, David and Edward L. Kick. 1979. “Structural Position in the World System and Economic Growth, 1955–1970: A Multiple-Network Analysis of Transnational Interactions.” American Journal of Sociology 84(5): 1096–1126. doi: 10.1086/226902.

Sommer, Jamie M. 2020. “The Factors That Drive Forestry Export Ties: A Network Perspective.” Society & Natural Resources 33(3): 309–28. doi: 10.1080/08941920.2019.1661555.

Sommer, Jamie M., Michael Restivo, and John M. Shandra. 2020. “India, Palm Oil, and Ecologically Unequal Exchange: A Cross-National Analysis of Forest Loss.” Sociological Perspectives 63(2): 312–32. doi: 10.1177/0731121419888645.

Sommer, Jamie M., Michael Restivo, and John M. Shandra. 2021. “China, Mining, and Forests: A Cross-National Test of Ecologically Unequal Exchange.” The Sociological Quarterly 62(2): 369–91. doi: 10.1080/00380253.2020.1756519.

Theis, Nicholas. 2021. “The Global Trade in E-Waste: A Network Approach.” Environmental Sociology 7(1): 76–89. doi: 10.1080/23251042.2020.1824308.

Theis, Nicholas and Richard York. 2023. “How Robust Are Social Structural Predictors of Carbon Dioxide Emissions? A Multiverse Analysis.” Environmental Sociology 9(1): 80–92. doi: 10.1080/23251042.2022.2116361.

Thombs, Ryan P. 2022. “A Guide to Analyzing Large N, Large T Panel Data.” Socius 8: 23780231221117645. doi: 10.1177/23780231221117645.

Thombs, Ryan P., Xiaorui Huang, and Jared Berry Fitzgerald. 2022. “What Goes Up Might Not Come Down: Modeling Directional Asymmetry with Large-N, Large-T Data.” Sociological Methodology 52(1): 1–29. doi: 10.1177/00811750211046307.

Vesia, Danielle J., Matthew C. Mahutga, and Bonnie Khánh Hà Buì. 2023. “Flattening the Curve? The Structure of the Natural Resource Exchange Network and CO2 Emissions.” Social Networks 75: 118–36. doi: 10.1016/j.socnet.2021.07.004.

Wallerstein, Immanuel. 1974. The Modern World-System I: Capitalist Agriculture and the Origins of the European World-Economy in the Sixteenth Century. New York: Academic Press.

Wallerstein, Immanuel. 2004. World-Systems Analysis: An Introduction. Durham: Duke University Press.

Wasserman, Stanley and Katherine Faust. 1994. Social Network Analysis: Methods and Applications. Cambridge: Cambridge University Press.

Wang, Yihan, Siqin Xiong, and Xiaoming Ma. 2022. “Carbon Inequality in Global Trade: Evidence from the Mismatch between Embodied Carbon Emissions and Value Added.” Ecological Economics 195: 107398. doi: 10.1016/j.ecolecon.2022.107398.

White, Douglas R. and Karl P. Reitz. 1983. “Graph and Semigroup Homomorphisms on Networks of Relations.” Social Networks 5(2): 193–234. doi: 10.1016/0378-8733(83)90025-4.

York, Richard, and Ryan Light. 2017. “Directional Asymmetry in Sociological Analyses.” Socius 3: 2378023117697180. doi: 10.1177/2378023117697180.

York, Richard, Eugene A. Rosa, and Thomas Dietz. 2003. “Footprints on the Earth: The Environmental Consequences of Modernity.” American Sociological Review 68(2): 279–300. doi: 10.2307/1519769.

Downloads

Published

2024-08-30

How to Cite

Theis, N., Betancourt, M., & Sikirica, A. (2024). Appraising Sociological Approaches to Ecologically Unequal Exchange: Theoretical Considerations and Quantitative Consequences. Journal of World-Systems Research, 30(2), 610–634. https://doi.org/10.5195/jwsr.2024.1253

Issue

Section

Research Articles